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FINRA Disclosures for Brion Patrick Harris

Our Staff has compiled our research into a database of FINRA Disclosures for Brion Patrick Harris. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brion Patrick Harris3199095911/27/2023Customer DisputePending$70,000.00$0.00See FINRA Report
Brion Patrick Harris3199095901/30/2023Customer DisputeSettled$882,000.00$0.00See FINRA Report
Brion Patrick Harris3199095912/22/2022Customer DisputeSettled$520,000.00$0.00See FINRA Report
Brion Patrick Harris3199095904/22/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Brion Patrick Harris3199095902/28/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Brion Patrick Harris3199095911/22/2006Customer DisputeDenied$20,660.70$0.00See FINRA Report

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