Our Staff has compiled our research into a database of FINRA Disclosures for Brion Patrick Harris. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brion Patrick Harris | 3199095 | 9 | 11/27/2023 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 01/30/2023 | Customer Dispute | Settled | $882,000.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 12/22/2022 | Customer Dispute | Settled | $520,000.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 04/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 05/02/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 08/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 07/31/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brion Patrick Harris | 3199095 | 9 | 02/28/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 11/22/2006 | Customer Dispute | Denied | $20,660.70 | $0.00 | See FINRA Report |