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FINRA Disclosures for Richard Scott Ewing

Our Staff has compiled our research into a database of FINRA Disclosures for Richard Scott Ewing. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard Scott Ewing3189321608/30/2018Customer DisputeDenied$38,653.00$0.00See FINRA Report
Richard Scott Ewing3189321606/30/2016Customer DisputeSettled$300,000.00$0.00See FINRA Report
Richard Scott Ewing3189321604/09/2010Customer DisputeDenied$6,930.00$0.00See FINRA Report
Richard Scott Ewing3189321609/16/2008Customer DisputeDenied$39,510.20$0.00See FINRA Report

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