Our Staff has compiled our research into a database of FINRA Disclosures for Richard Scott Ewing. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Scott Ewing | 3189321 | 6 | 08/30/2018 | Customer Dispute | Denied | $38,653.00 | $0.00 | See FINRA Report |
| Richard Scott Ewing | 3189321 | 6 | 06/30/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Richard Scott Ewing | 3189321 | 6 | 06/16/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Ewing | 3189321 | 6 | 04/09/2010 | Customer Dispute | Denied | $6,930.00 | $0.00 | See FINRA Report |
| Richard Scott Ewing | 3189321 | 6 | 09/16/2008 | Customer Dispute | Denied | $39,510.20 | $0.00 | See FINRA Report |
| Richard Scott Ewing | 3189321 | 6 | 07/16/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |