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FINRA Disclosures for Frank Leslie Haviland

Our Staff has compiled our research into a database of FINRA Disclosures for Frank Leslie Haviland. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank Leslie Haviland3098126501/06/2021Customer DisputeDenied$7,412.01$0.00See FINRA Report
Frank Leslie Haviland3098126504/07/2014Customer DisputeDenied$12,574.40$0.00See FINRA Report
Frank Leslie Haviland3098126507/23/2013Customer DisputeDenied$10,627.10$0.00See FINRA Report
Frank Leslie Haviland3098126509/29/2003Customer DisputeDenied$9,251.25$0.00See FINRA Report
Frank Leslie Haviland3098126502/12/2002Customer DisputeClosed-No Action$15,000.00$0.00See FINRA Report

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