Our Staff has compiled our research into a database of FINRA Disclosures for Frank Leslie Haviland. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frank Leslie Haviland | 3098126 | 5 | 01/06/2021 | Customer Dispute | Denied | $7,412.01 | $0.00 | See FINRA Report |
Frank Leslie Haviland | 3098126 | 5 | 04/07/2014 | Customer Dispute | Denied | $12,574.40 | $0.00 | See FINRA Report |
Frank Leslie Haviland | 3098126 | 5 | 07/23/2013 | Customer Dispute | Denied | $10,627.10 | $0.00 | See FINRA Report |
Frank Leslie Haviland | 3098126 | 5 | 09/29/2003 | Customer Dispute | Denied | $9,251.25 | $0.00 | See FINRA Report |
Frank Leslie Haviland | 3098126 | 5 | 02/12/2002 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |