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FINRA Disclosures for James Leslie Lacey

Our Staff has compiled our research into a database of FINRA Disclosures for James Leslie Lacey. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Leslie Lacey3087081402/25/2013Customer DisputeSettled$37,882.00$0.00See FINRA Report
James Leslie Lacey3087081405/13/2009Customer DisputeSettled$703,578.00$0.00See FINRA Report

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