Our Staff has compiled our research into a database of FINRA Disclosures for James Leslie Lacey. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Leslie Lacey | 3087081 | 4 | 08/04/2020 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| James Leslie Lacey | 3087081 | 4 | 02/25/2013 | Customer Dispute | Settled | $37,882.00 | $0.00 | See FINRA Report |
| James Leslie Lacey | 3087081 | 4 | 05/13/2009 | Customer Dispute | Settled | $703,578.00 | $0.00 | See FINRA Report |
| James Leslie Lacey | 3087081 | 4 | 05/22/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |