Our Staff has compiled our research into a database of FINRA Disclosures for Joseph Patrick Roop. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Patrick Roop | 2774470 | 15 | 08/08/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Joseph Patrick Roop | 2774470 | 15 | 09/21/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |