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FINRA Disclosures for Joseph Patrick Roop

Our Staff has compiled our research into a database of FINRA Disclosures for Joseph Patrick Roop. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Patrick Roop27744701508/08/2021Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Joseph Patrick Roop27744701509/21/2020Customer DisputeClosed-No Action$10,000.00$0.00See FINRA Report

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