Our Staff has compiled our research into a database of FINRA Disclosures for Joseph Patrick Roop. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Patrick Roop | 2774470 | 15 | 06/15/2023 | Customer Dispute | Settled | $49,980.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 11/29/2022 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 04/28/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 12/01/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 08/08/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 05/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 12/10/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 09/21/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 01/29/2020 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 10/02/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |