Our Staff has compiled our research into a database of FINRA Disclosures for James Andrew Geake. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Andrew Geake | 2629008 | 15 | 01/09/2023 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 07/02/2021 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 11/04/2020 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 07/16/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 04/11/2019 | Customer Dispute | Settled | $49,592.10 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 09/07/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 04/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 11/13/2015 | Customer Dispute | Settled | $419,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 03/30/2004 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |