Our Staff has compiled our research into a database of FINRA Disclosures for James Andrew Geake. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Andrew Geake | 2629008 | 15 | 11/05/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
James Andrew Geake | 2629008 | 15 | 01/16/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
James Andrew Geake | 2629008 | 15 | 02/14/2017 | Customer Dispute | Closed-No Action | $347,083.00 | $0.00 | See FINRA Report |