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FINRA Disclosures for Clifford Newton Gamble

Our Staff has compiled our research into a database of FINRA Disclosures for Clifford Newton Gamble. Search or filter the database to find more about this broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Clifford Newton Gamble25394011510/02/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Clifford Newton Gamble25394011507/28/2009Customer DisputeSettled$360,230.00$0.00See FINRA Report
Clifford Newton Gamble25394011502/10/2009Customer DisputeSettled$608,481.00$0.00See FINRA Report
Clifford Newton Gamble25394011502/08/2009Customer DisputeSettled$3,083,800.00$0.00See FINRA Report
Clifford Newton Gamble25394011512/30/2008Customer DisputeSettled$147,000.00$0.00See FINRA Report
Clifford Newton Gamble25394011512/15/2008Customer DisputeSettled$932,921.00$0.00See FINRA Report
Clifford Newton Gamble25394011512/15/2008Customer DisputeSettled$175,000.00$0.00See FINRA Report
Clifford Newton Gamble25394011512/15/2008Customer DisputeSettled$234,800.00$0.00See FINRA Report
Clifford Newton Gamble25394011512/05/2008Customer DisputeSettled$141,480.00$0.00See FINRA Report
Clifford Newton Gamble25394011511/10/2008Customer DisputeSettled$416,900.00$0.00See FINRA Report

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