Our Staff has compiled our research into a database of FINRA Disclosures for Clifford Newton Gamble. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Clifford Newton Gamble | 2539401 | 15 | 10/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 07/31/2009 | Customer Dispute | Award / Judgment | $319,000.00 | $127,106.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 07/28/2009 | Customer Dispute | Settled | $360,230.00 | $0.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 02/10/2009 | Customer Dispute | Settled | $608,481.00 | $0.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 02/08/2009 | Customer Dispute | Settled | $3,083,800.00 | $0.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 12/30/2008 | Customer Dispute | Settled | $147,000.00 | $0.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 12/15/2008 | Customer Dispute | Settled | $932,921.00 | $0.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 12/15/2008 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 12/15/2008 | Customer Dispute | Settled | $234,800.00 | $0.00 | See FINRA Report |
Clifford Newton Gamble | 2539401 | 15 | 12/05/2008 | Customer Dispute | Settled | $141,480.00 | $0.00 | See FINRA Report |