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FINRA Disclosures for Rodney Ray Gates

Our Staff has compiled our research into a database of FINRA Disclosures for Rodney Ray Gates. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rodney Ray Gates2526233403/31/2009Customer DisputeDenied$20,000.00$0.00See FINRA Report
Rodney Ray Gates2526233402/10/2009Customer DisputeDenied$14,350.00$0.00See FINRA Report
Rodney Ray Gates2526233410/08/2008Customer DisputeDenied$24,048.00$0.00See FINRA Report

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