Our Staff has compiled our research into a database of FINRA Disclosures for Rodney Ray Gates. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Ray Gates | 2526233 | 4 | 03/31/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Rodney Ray Gates | 2526233 | 4 | 02/10/2009 | Customer Dispute | Denied | $14,350.00 | $0.00 | See FINRA Report |
| Rodney Ray Gates | 2526233 | 4 | 10/08/2008 | Customer Dispute | Denied | $24,048.00 | $0.00 | See FINRA Report |
| Rodney Ray Gates | 2526233 | 4 | 04/16/2003 | Customer Dispute | Settled | $1,520,830.00 | $0.00 | See FINRA Report |