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FINRA Disclosures for Geraldine Gordon

Our Staff has compiled our research into a database of FINRA Disclosures for Geraldine Gordon. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Geraldine Gordon2499098912/10/2018Customer DisputeDenied$149,981.00$0.00See FINRA Report
Geraldine Gordon2499098905/03/2016Customer DisputeSettled$554,596.00$0.00See FINRA Report
Geraldine Gordon2499098901/07/2013Customer DisputeDenied$500,000.00$0.00See FINRA Report
Geraldine Gordon2499098906/30/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Geraldine Gordon2499098904/03/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Geraldine Gordon2499098907/18/2002Customer DisputeDenied$30,000.00$0.00See FINRA Report
Geraldine Gordon2499098907/08/2002Customer DisputeClosed-No Action$250,000.00$0.00See FINRA Report
Geraldine Gordon2499098906/26/2002Customer DisputeDenied$20,000.00$0.00See FINRA Report

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