Our Staff has compiled our research into a database of FINRA Disclosures for Geraldine Gordon. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geraldine Gordon | 2499098 | 9 | 12/10/2018 | Customer Dispute | Denied | $149,981.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 06/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 05/03/2016 | Customer Dispute | Settled | $554,596.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 01/07/2013 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 06/30/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 04/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 07/18/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 07/08/2002 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 06/26/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |