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FINRA Disclosures for Michael Joseph Surprenant

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Joseph Surprenant. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Joseph Surprenant24589861004/12/2016Judgment / Lien$0.00$0.00See FINRA Report
Michael Joseph Surprenant24589861010/14/2015Judgment / Lien$0.00$0.00See FINRA Report
Michael Joseph Surprenant24589861007/23/2015Judgment / Lien$0.00$0.00See FINRA Report
Michael Joseph Surprenant24589861012/17/2012Judgment / Lien$0.00$0.00See FINRA Report
Michael Joseph Surprenant24589861009/25/2012Judgment / Lien$0.00$0.00See FINRA Report

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