Our Staff has compiled our research into a database of FINRA Disclosures for Michael Joseph Surprenant. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Surprenant | 2458986 | 10 | 04/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Surprenant | 2458986 | 10 | 10/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Surprenant | 2458986 | 10 | 07/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Surprenant | 2458986 | 10 | 01/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Surprenant | 2458986 | 10 | 12/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Surprenant | 2458986 | 10 | 11/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Surprenant | 2458986 | 10 | 09/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Surprenant | 2458986 | 10 | 12/08/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Surprenant | 2458986 | 10 | 03/14/2000 | Customer Dispute | Denied | $334,879.00 | $0.00 | See FINRA Report |
| Michael Joseph Surprenant | 2458986 | 10 | 01/20/2000 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |