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FINRA Disclosures for Michael Howard Rosenmayer

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Howard Rosenmayer. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Howard Rosenmayer23524882303/29/2023Customer DisputeSettled$231,826.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882305/24/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882305/16/2016Customer DisputeSettled$430,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882303/29/2010Customer DisputeSettled$221,029.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882312/17/2009Customer DisputeSettled$5,450,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882310/03/2005Customer DisputeSettled$50,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882304/04/2005Customer DisputeSettled$30,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882305/28/2004Customer DisputeSettled$130,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882308/09/2001Customer DisputeSettled$68,474.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882303/30/2001Customer DisputeSettled$80,000.00$0.00See FINRA Report

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