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FINRA Disclosures for Michael Howard Rosenmayer

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Howard Rosenmayer. Search or filter the database to find more about this broker.

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Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Howard Rosenmayer23524882305/25/2023Customer DisputePending$3,000,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882303/29/2023Customer DisputeSettled$231,826.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882303/13/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882307/11/2018Customer DisputeWithdrawn$300,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882305/24/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882305/16/2016Customer DisputeSettled$430,000.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882307/17/2014Customer DisputeDenied$40,698.80$0.00See FINRA Report
Michael Howard Rosenmayer23524882307/17/2014Customer DisputeDenied$283,784.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882303/29/2010Customer DisputeSettled$221,029.00$0.00See FINRA Report
Michael Howard Rosenmayer23524882312/17/2009Customer DisputeSettled$5,450,000.00$0.00See FINRA Report

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