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FINRA Disclosures for James David Rollerson

Our Staff has compiled our research into a database of FINRA Disclosures for James David Rollerson. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James David Rollerson2289252404/29/2019Customer DisputeWithdrawn$0.00$0.00See FINRA Report
James David Rollerson2289252404/05/2001Customer DisputeSettled$2,650,000.00$0.00See FINRA Report
James David Rollerson2289252406/30/2000Customer DisputeClosed-No Action$27,500.00$0.00See FINRA Report

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