Our Staff has compiled our research into a database of FINRA Disclosures for James David Rollerson. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Rollerson | 2289252 | 4 | 04/29/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James David Rollerson | 2289252 | 4 | 03/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James David Rollerson | 2289252 | 4 | 04/05/2001 | Customer Dispute | Settled | $2,650,000.00 | $0.00 | See FINRA Report |
| James David Rollerson | 2289252 | 4 | 06/30/2000 | Customer Dispute | Closed-No Action | $27,500.00 | $0.00 | See FINRA Report |