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FINRA Disclosures for Walter Roland Valenzuela

Our Staff has compiled our research into a database of FINRA Disclosures for Walter Roland Valenzuela. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Walter Roland Valenzuela22802241609/18/2020Customer DisputeSettled$90,000.00$0.00See FINRA Report
Walter Roland Valenzuela22802241609/17/2020Customer DisputeSettled$104,000.00$0.00See FINRA Report
Walter Roland Valenzuela22802241606/22/2020Customer DisputeSettled$250,000.00$0.00See FINRA Report
Walter Roland Valenzuela22802241605/29/2020Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Walter Roland Valenzuela22802241607/23/2018Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Walter Roland Valenzuela22802241608/24/2017Customer DisputeSettled$9,500,000.00$0.00See FINRA Report
Walter Roland Valenzuela22802241602/15/2013Customer DisputeSettled$59,931.00$0.00See FINRA Report
Walter Roland Valenzuela22802241603/16/1999Customer DisputeSettled$50,000.00$0.00See FINRA Report

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