Our Staff has compiled our research into a database of FINRA Disclosures for Walter Roland Valenzuela. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Walter Roland Valenzuela | 2280224 | 16 | 09/18/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 09/17/2020 | Customer Dispute | Settled | $104,000.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 06/22/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 05/29/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 07/23/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 08/24/2017 | Customer Dispute | Settled | $9,500,000.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 02/15/2013 | Customer Dispute | Settled | $59,931.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 03/16/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |