Our Staff has compiled our research into a database of FINRA Disclosures for Walter Roland Valenzuela. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Walter Roland Valenzuela | 2280224 | 16 | 12/19/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 06/21/2021 | Customer Dispute | Denied | $15,334.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 12/12/2019 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Walter Roland Valenzuela | 2280224 | 16 | 08/28/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |