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FINRA Disclosures for Robert Michael Alvarez

Our Staff has compiled our research into a database of FINRA Disclosures for Robert Michael Alvarez. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Michael Alvarez2242198804/17/2023Customer DisputePending$500,000.00$0.00See FINRA Report
Robert Michael Alvarez2242198807/08/2021Customer DisputeSettled$5,000.00$0.00See FINRA Report
Robert Michael Alvarez2242198802/12/2018Customer DisputeDenied$5,000.00$0.00See FINRA Report
Robert Michael Alvarez2242198807/25/2011Customer DisputeDenied$17,000.00$0.00See FINRA Report
Robert Michael Alvarez2242198806/09/2006Customer DisputeClosed-No Action$9,750.00$0.00See FINRA Report

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