Our Staff has compiled our research into a database of FINRA Disclosures for Robert Michael Alvarez. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Alvarez | 2242198 | 8 | 04/17/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Robert Michael Alvarez | 2242198 | 8 | 07/08/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Michael Alvarez | 2242198 | 8 | 09/21/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Alvarez | 2242198 | 8 | 02/12/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Michael Alvarez | 2242198 | 8 | 05/02/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Alvarez | 2242198 | 8 | 04/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Alvarez | 2242198 | 8 | 07/25/2011 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Robert Michael Alvarez | 2242198 | 8 | 06/09/2006 | Customer Dispute | Closed-No Action | $9,750.00 | $0.00 | See FINRA Report |