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FINRA Disclosures for Wanda Pittman Sears

Our Staff has compiled our research into a database of FINRA Disclosures for Wanda Pittman Sears. Search or filter the database to find more about this broker.

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Displaying 10 out of 21 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wanda Pittman Sears22144192902/06/2007Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192910/30/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/08/2005Customer DisputeSettled$350,000.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/13/2004Customer DisputeDenied$54,687.20$0.00See FINRA Report
Wanda Pittman Sears22144192901/07/2004Customer DisputeSettled$2,025.00$0.00See FINRA Report
Wanda Pittman Sears22144192910/08/2003Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/24/2003Customer DisputeSettled$21,758.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/21/2003Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Wanda Pittman Sears22144192909/11/2002Customer DisputeSettled$8,371.00$0.00See FINRA Report
Wanda Pittman Sears22144192908/21/2002Customer DisputeSettled$6,500.00$0.00See FINRA Report

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