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FINRA Disclosures for Wanda Pittman Sears

Our Staff has compiled our research into a database of FINRA Disclosures for Wanda Pittman Sears. Search or filter the database to find more about this broker.

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Displaying 10 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wanda Pittman Sears22144192912/29/2010RegulatoryFinal$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192909/21/2007RegulatoryFinal$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192909/19/2007CivilFinal$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192909/19/2007Investigation$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192903/06/2007RegulatoryFinal$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192902/06/2007Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192910/30/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/08/2005Customer DisputeSettled$350,000.00$0.00See FINRA Report
Wanda Pittman Sears22144192906/20/2005RegulatoryFinal$0.00$0.00See FINRA Report
Wanda Pittman Sears22144192907/13/2004Customer DisputeDenied$54,687.20$0.00See FINRA Report

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