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FINRA Disclosures for Eric Wayne Harding

Our Staff has compiled our research into a database of FINRA Disclosures for Eric Wayne Harding. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Wayne Harding22078231407/22/2020Customer DisputePending$60,000.00$0.00See FINRA Report
Eric Wayne Harding22078231403/09/2005Customer DisputeWithdrawn$5,000.00$0.00See FINRA Report
Eric Wayne Harding22078231412/03/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Wayne Harding22078231411/11/2002Customer DisputeSettled$42,453.00$0.00See FINRA Report
Eric Wayne Harding22078231409/04/2002Customer DisputeDenied$35,000.00$0.00See FINRA Report
Eric Wayne Harding22078231406/14/2002Customer DisputeSettled$300,000.00$0.00See FINRA Report
Eric Wayne Harding22078231404/28/2002Customer DisputeSettled$850,000.00$0.00See FINRA Report
Eric Wayne Harding22078231403/05/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Eric Wayne Harding22078231408/27/2001Customer DisputeSettled$800,000.00$0.00See FINRA Report
Eric Wayne Harding22078231408/08/2001Customer DisputeSettled$68,000.00$0.00See FINRA Report

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