Our Staff has compiled our research into a database of FINRA Disclosures for Eric Wayne Harding. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Wayne Harding | 2207823 | 14 | 07/22/2020 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 07/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 10/06/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Wayne Harding | 2207823 | 14 | 12/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Wayne Harding | 2207823 | 14 | 03/09/2005 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 12/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 11/11/2002 | Customer Dispute | Settled | $42,453.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 09/04/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 06/14/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 04/28/2002 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |