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FINRA Disclosures for Scott Thomas Wolfrum

Our Staff has compiled our research into a database of FINRA Disclosures for Scott Thomas Wolfrum. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Thomas Wolfrum2187550806/08/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report
Scott Thomas Wolfrum2187550812/21/2021Customer DisputeSettled$11,000,000.00$0.00See FINRA Report
Scott Thomas Wolfrum2187550807/07/2021Customer DisputeSettled$250,000.00$0.00See FINRA Report
Scott Thomas Wolfrum2187550803/18/2019Customer DisputeSettled$500,000.00$0.00See FINRA Report
Scott Thomas Wolfrum2187550802/07/2013Customer DisputeSettled$21,205.30$0.00See FINRA Report

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