Our Staff has compiled our research into a database of FINRA Disclosures for Scott Thomas Wolfrum. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Thomas Wolfrum | 2187550 | 8 | 06/08/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Scott Thomas Wolfrum | 2187550 | 8 | 12/21/2021 | Customer Dispute | Settled | $11,000,000.00 | $0.00 | See FINRA Report |
| Scott Thomas Wolfrum | 2187550 | 8 | 07/07/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Scott Thomas Wolfrum | 2187550 | 8 | 03/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Thomas Wolfrum | 2187550 | 8 | 03/18/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Scott Thomas Wolfrum | 2187550 | 8 | 02/07/2013 | Customer Dispute | Settled | $21,205.30 | $0.00 | See FINRA Report |
| Scott Thomas Wolfrum | 2187550 | 8 | 12/09/2008 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Scott Thomas Wolfrum | 2187550 | 8 | 09/23/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |