Our Staff has compiled our research into a database of FINRA Disclosures for James Arlen Dempsey. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
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James Arlen Dempsey | 2158624 | 9 | 05/15/2000 | Customer Dispute | Award / Judgment | $70,000.00 | $37,000.00 | See FINRA Report |