Our Staff has compiled our research into a database of FINRA Disclosures for James Arlen Dempsey. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Arlen Dempsey | 2158624 | 9 | 04/13/2004 | Customer Dispute | Settled | $152,963.00 | $0.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 07/01/2003 | Customer Dispute | Pending | $32,555.10 | $0.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 12/05/2002 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 09/30/2002 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 07/10/2002 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 08/10/2000 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 05/15/2000 | Customer Dispute | Award / Judgment | $70,000.00 | $37,000.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 02/25/2000 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| James Arlen Dempsey | 2158624 | 9 | 12/29/1999 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |