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FINRA Disclosures for Jose Antonio Vasquez

Our Staff has compiled our research into a database of FINRA Disclosures for Jose Antonio Vasquez. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jose Antonio Vasquez21049571011/15/2016Customer DisputeSettled$33,133.60$0.00See FINRA Report
Jose Antonio Vasquez21049571008/21/2015Customer DisputeDismissed$0.00$0.00See FINRA Report
Jose Antonio Vasquez21049571007/28/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Jose Antonio Vasquez21049571004/10/2013Customer DisputeSettled$100,000.00$0.00See FINRA Report
Jose Antonio Vasquez21049571007/23/2012Customer DisputeSettled$500,000.00$0.00See FINRA Report
Jose Antonio Vasquez21049571001/12/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Jose Antonio Vasquez21049571010/30/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Jose Antonio Vasquez21049571010/15/2004Customer DisputeDenied$103,709.00$0.00See FINRA Report
Jose Antonio Vasquez21049571008/25/1993Customer DisputeSettled$489,435.00$0.00See FINRA Report

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