Our Staff has compiled our research into a database of FINRA Disclosures for Jose Antonio Vasquez. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Antonio Vasquez | 2104957 | 10 | 11/15/2016 | Customer Dispute | Settled | $33,133.60 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 08/21/2015 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 07/28/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 04/10/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 07/23/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 01/12/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 06/15/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jose Antonio Vasquez | 2104957 | 10 | 10/30/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 10/15/2004 | Customer Dispute | Denied | $103,709.00 | $0.00 | See FINRA Report |
| Jose Antonio Vasquez | 2104957 | 10 | 08/25/1993 | Customer Dispute | Settled | $489,435.00 | $0.00 | See FINRA Report |