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FINRA Disclosures for Rafael Alberto Gonzalez

Our Staff has compiled our research into a database of FINRA Disclosures for Rafael Alberto Gonzalez. Search or filter the database to find more about this broker.

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Displaying 10 out of 15 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rafael Alberto Gonzalez20961171701/17/2020Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171711/04/2019Customer DisputeSettled$250,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171707/22/2019Customer DisputeSettled$320,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171705/29/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171702/21/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171712/12/2018Customer DisputeSettled$133,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171712/03/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171708/24/2018Customer DisputeSettled$500,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171708/14/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171704/05/2016Customer DisputeSettled$150,000.00$0.00See FINRA Report

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