Our Staff has compiled our research into a database of FINRA Disclosures for Rafael Alberto Gonzalez. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Alberto Gonzalez | 2096117 | 17 | 10/31/2023 | Customer Dispute | Pending | $157,779.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 01/17/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 11/04/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 07/22/2019 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 05/29/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 02/21/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 12/12/2018 | Customer Dispute | Settled | $133,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 12/03/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 08/24/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 08/14/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |