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FINRA Disclosures for David Allen Claggett

Our Staff has compiled our research into a database of FINRA Disclosures for David Allen Claggett. Search or filter the database to find more about this broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Allen Claggett20877871509/09/2013Customer DisputeSettled$47,492.00$0.00See FINRA Report
David Allen Claggett20877871503/09/2012Customer DisputeSettled$0.00$0.00See FINRA Report
David Allen Claggett20877871507/05/2011Customer DisputeSettled$436,580.00$0.00See FINRA Report
David Allen Claggett20877871506/08/2011Customer DisputeDenied$0.00$0.00See FINRA Report
David Allen Claggett20877871506/01/2011Customer DisputeDenied$0.00$0.00See FINRA Report
David Allen Claggett20877871506/01/2011Customer DisputeDenied$0.00$0.00See FINRA Report
David Allen Claggett20877871511/29/2010Customer DisputeSettled$19,000.00$0.00See FINRA Report
David Allen Claggett20877871505/17/2010Customer DisputeSettled$93,100.00$0.00See FINRA Report
David Allen Claggett20877871503/29/2010Customer DisputeSettled$97,760.00$0.00See FINRA Report
David Allen Claggett20877871509/29/2008Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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