Our Staff has compiled our research into a database of FINRA Disclosures for David Allen Claggett. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Claggett | 2087787 | 15 | 09/09/2013 | Customer Dispute | Settled | $47,492.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 03/09/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 02/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Claggett | 2087787 | 15 | 07/05/2011 | Customer Dispute | Settled | $436,580.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/01/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/01/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 11/29/2010 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 05/17/2010 | Customer Dispute | Settled | $93,100.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 03/29/2010 | Customer Dispute | Settled | $97,760.00 | $0.00 | See FINRA Report |