Our Staff has compiled our research into a database of FINRA Disclosures for Richard George Thomas. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard George Thomas | 1817420 | 11 | 10/20/2011 | Customer Dispute | Denied | $14,916.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 05/24/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 10/08/2010 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 05/22/2003 | Customer Dispute | Denied | $127,500.00 | $0.00 | See FINRA Report |