Our Staff has compiled our research into a database of FINRA Disclosures for Richard George Thomas. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard George Thomas | 1817420 | 11 | 05/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 03/12/2012 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 02/06/2012 | Customer Dispute | Settled | $747,250.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 10/20/2011 | Customer Dispute | Denied | $14,916.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 06/29/2011 | Customer Dispute | Settled | $71,000.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 05/24/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 02/01/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 10/08/2010 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 06/01/2010 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Richard George Thomas | 1817420 | 11 | 05/24/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |