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FINRA Disclosures for Dale Francis Roehrich

Our Staff has compiled our research into a database of FINRA Disclosures for Dale Francis Roehrich. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dale Francis Roehrich1775964605/27/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Dale Francis Roehrich1775964609/03/2002Customer DisputeSettled$9,489.37$0.00See FINRA Report

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