Our Staff has compiled our research into a database of FINRA Disclosures for Dale Francis Roehrich. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Francis Roehrich | 1775964 | 6 | 06/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 06/10/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 02/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 05/27/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 09/03/2002 | Customer Dispute | Settled | $9,489.37 | $0.00 | See FINRA Report |