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FINRA Disclosures for Steven Leslie Baru

Our Staff has compiled our research into a database of FINRA Disclosures for Steven Leslie Baru. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven Leslie Baru1722032602/04/1998Customer DisputeSettled$4,200.00$0.00See FINRA Report
Steven Leslie Baru1722032612/11/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Steven Leslie Baru1722032611/30/-0001Customer DisputeSettled$140,585.00$0.00See FINRA Report

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