Our Staff has compiled our research into a database of FINRA Disclosures for Steven Leslie Baru. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Leslie Baru | 1722032 | 6 | 02/04/1998 | Customer Dispute | Settled | $4,200.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 12/11/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 09/29/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 02/13/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Leslie Baru | 1722032 | 6 | 12/08/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 11/30/-0001 | Customer Dispute | Settled | $140,585.00 | $0.00 | See FINRA Report |