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FINRA Disclosures for Timothy Alan Sheffield

Our Staff has compiled our research into a database of FINRA Disclosures for Timothy Alan Sheffield. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Alan Sheffield1694021701/09/2009Customer DisputeSettled$200,000.00$0.00See FINRA Report
Timothy Alan Sheffield1694021709/19/1992Customer DisputeAward / Judgment$25,000.00$12,487.70See FINRA Report

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