Our Staff has compiled our research into a database of FINRA Disclosures for Timothy Alan Sheffield. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Alan Sheffield | 1694021 | 7 | 04/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Alan Sheffield | 1694021 | 7 | 12/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Alan Sheffield | 1694021 | 7 | 04/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Alan Sheffield | 1694021 | 7 | 04/19/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Alan Sheffield | 1694021 | 7 | 10/19/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Alan Sheffield | 1694021 | 7 | 01/09/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Timothy Alan Sheffield | 1694021 | 7 | 09/19/1992 | Customer Dispute | Award / Judgment | $25,000.00 | $12,487.70 | See FINRA Report |